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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-14 |
Branch Locations
1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unwined Kitchen & Bar | Chico | CA | 07/2022 | 12/2025 |
| Smith Flat House | Placerville | CA | 10/2021 | 07/2022 |
| Milestone Restaurant & Cocktail Bar | El Dorado Hills | CA | 07/2020 | 10/2021 |
| Folsom Lake College | Folsom | CA | 01/2020 | 05/2022 |
| Saint Mary's College Of California | Moraga | CA | 07/2019 | 12/2019 |
| Union Mine High School | El Dorado | CA | 07/2018 | 06/2019 |
| El Dorado High School | Placerville | CA | 08/2017 | 06/2018 |
| Ponderosa High School | Shingle Springs | CA | 08/2015 | 07/2017 |
| Equitable Advisors, Llc | New York | NY | 10/2025 | 11/2025 |
| Ameriprise Financial Services, Llc | Roseville | CA | 12/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-11 |
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