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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-21 |
Branch Locations
1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Vancouver | WA | 04/2017 | 11/2022 |
| Tom James | Portland | OR | 01/2014 | 04/2017 |
| Weinberg Gonser Frost Llp | Los Angeles | CA | 11/2022 | Present |
| Ameriprise Financial Services, Llc | Los Angeles | CA | 01/2023 | 06/2024 |
| Ameriprise Financial Services, Llc | Roseville | CA | 03/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-19 |
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