Best Investors Account Sign in

Maxwell James Morris

Ameriprise Financial Services, LLC

Roseville,, CA

Claim This Profile
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-10-20
  • CA RA
    APPROVED
    Since 2025-10-20

Branch Locations

1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Roseville CA 10/2024 Present
Unemployed Rocklin CA 05/2024 10/2024
Uc Davis - Intramural Sports Davis CA 10/2023 04/2024
Unemployed Rocklin CA 10/2022 09/2023
Lifetime Fitness Roseville CA 05/2022 09/2022
Unemployed Rocklin CA 03/2020 06/2020
Lifetime Fitness Roseville CA 06/2019 03/2020
Lifetime Fitness Roseville CA 06/2020 09/2021
Unemployed Rocklin CA 10/2021 04/2022
Uc Davis Davis CA 09/2020 03/2024
Whitney High School Rocklin CA 08/2016 06/2020
  • 10/2024 → Present
    Ameriprise Financial Services, Llc
    Roseville, CA
  • 05/2024 → 10/2024
    Unemployed
    Rocklin, CA
  • 10/2023 → 04/2024
    Uc Davis - Intramural Sports
    Davis, CA
  • 10/2022 → 09/2023
    Unemployed
    Rocklin, CA
  • 05/2022 → 09/2022
    Lifetime Fitness
    Roseville, CA
  • 03/2020 → 06/2020
    Unemployed
    Rocklin, CA
  • 06/2019 → 03/2020
    Lifetime Fitness
    Roseville, CA
  • 06/2020 → 09/2021
    Lifetime Fitness
    Roseville, CA
  • 10/2021 → 04/2022
    Unemployed
    Rocklin, CA
  • 09/2020 → 03/2024
    Uc Davis
    Davis, CA
  • 08/2016 → 06/2020
    Whitney High School
    Rocklin, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-28
  • S66 Uniform Combined State Law Examination
    2025-08-28
Other Names
  • Max Morris

View on SEC IAPD

Other Firms

CONCORDE ASSET MANAGEMENT, LLC
EDWARD JONES
J.P. MORGAN SECURITIES LLC
GAYLORD WEALTH MANAGEMENT, LLC
PEDICORD WEALTH MANAGEMENT, LLC
OSAIC WEALTH, INC.
BRIDGEPORT FINANCIAL SOLUTIONS
AMERITAS ADVISORY SERVICES, LLC

Other Investors

Stephanie Ann Venturella
Jessica Lynn Van Dyke
Prabhvinder Singh Sarai
MICHAEL EDWARD RODEGERDTS
JOHN ANTHONY KOVALEK
Eric Randal Graves
Connor David Schlecht
James Orchard

Other Offices

CONCORDE ASSET MANAGEMENT, LLC · Roseville, CA
EDWARD JONES · ROSEVILLE, CA
J.P. MORGAN SECURITIES LLC · ROSEVILLE,, CA
EDWARD JONES · ROCKLIN, CA
GAYLORD WEALTH MANAGEMENT, LLC · ROCKLIN, CA
PEDICORD WEALTH MANAGEMENT, LLC · ROCKLIN, CA
OSAIC WEALTH, INC. · ROCKLIN, CA
BRIDGEPORT FINANCIAL SOLUTIONS · Roseville, CA

More in Roseville,, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor