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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-07-06 |
| CA | RA | APPROVED | 2006-10-25 |
Branch Locations
1430 Blue Oaks Blvd Ste 290, Roseville,, CA 95747 • United States
Granite Bay, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sacramento | CA | 07/2006 | 03/2020 |
| Ameriprise Financial Service, Llc | Roseville | CA | 01/2007 | Present |
Business Ownership; FHL Operations, LLC; General Manager, management, strategic planning, budgeting, operations; Expense management and practice management support; 1430 Blue Oaks Blvd, Ste 290, Roseville, CA, 95747; Not Investment-Related; 01/01/2020; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-24 |
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