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Simon Mitchell Moran

Mariner

Scottsdale, AZ

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Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-10-06
  • AZ RA
    APPROVED
    Since 2025-10-06

Branch Locations

14350 N. Frank Lloyd Wright Blvd Suite 9, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vora Wealth Management/Vora Financial Flagstaff AZ 10/2023 02/2024
Moran Retirement Phoenix AZ 07/2022 10/2025
Bell & Associates (Ash Brokerage/Integrity) Phoenix AZ 10/2019 06/2022
The Moran Organization Phoenix AZ 01/2016 10/2025
Day One Podcast Scottsdale AZ 06/2019 01/2020
Precedo Capital Scottsdale AZ 07/2018 09/2019
American Financial Literacy Institute Scottsdale AZ 06/2016 06/2018
Moran Scottsdale AZ 06/2015 06/2018
Ultra Financial Partners Flagstaff AZ 02/2024 10/2025
Mariner Overland Park KS 10/2025 Present
  • 10/2023 → 02/2024
    Vora Wealth Management/Vora Financial
    Flagstaff, AZ
  • 07/2022 → 10/2025
    Moran Retirement
    Phoenix, AZ
  • 10/2019 → 06/2022
    Bell & Associates (Ash Brokerage/Integrity)
    Phoenix, AZ
  • 01/2016 → 10/2025
    The Moran Organization
    Phoenix, AZ
  • 06/2019 → 01/2020
    Day One Podcast
    Scottsdale, AZ
  • 07/2018 → 09/2019
    Precedo Capital
    Scottsdale, AZ
  • 06/2016 → 06/2018
    American Financial Literacy Institute
    Scottsdale, AZ
  • 06/2015 → 06/2018
    Moran
    Scottsdale, AZ
  • 02/2024 → 10/2025
    Ultra Financial Partners
    Flagstaff, AZ
  • 10/2025 → Present
    Overland Park, KS
Previous Registrations
  • 2024-02-22 → 2025-10-21
    Ultra Financial Partners
    Scottsdale, AZ
    Flagstaff, AZ
    Flagstaff, AZ
Other Businesses

Insurance Dark Knight Capital, LLC; investment related; Phoenix, AZ; owner; single member LLC to hold investments; start date 11/3/25; 5 hours /month, 1 during trading hours; LLC for personally funded investments

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-12
  • S65 Uniform Investment Adviser Law Examination
    2023-12-12

View on SEC IAPD

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