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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-03
NY RA APPROVED 2025-08-08
  • TX RA
    APPROVED
    Since 2025-10-03
  • NY RA
    APPROVED
    Since 2025-08-08

Branch Locations

3080 Middle Country Rd, Lake Grove, NY 11755 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vector Marketing East Setauket NY 10/2020 02/2024
Paul J. Gelinas Setauket NY 05/2014 06/2017
The Big Splash East Setauket NY 07/2017 08/2019
Ward Melville High School East Setauket NY 09/2017 06/2020
Royal Health And Racquet Club Coram NY 04/2019 04/2025
Town Of Brookhaven Mount Sinai NY 06/2020 08/2020
New York Life Insurance Company Melville NY 02/2024 06/2025
Nylife Securities Llc Melville NY 02/2024 06/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Selden NY 06/2025 Present
Siena College Loudonville NY 09/2020 10/2020
Bank Of America, N.A. Lake Grove NY 10/2025 Present
  • 10/2020 → 02/2024
    Vector Marketing
    East Setauket, NY
  • 05/2014 → 06/2017
    Paul J. Gelinas
    Setauket, NY
  • 07/2017 → 08/2019
    The Big Splash
    East Setauket, NY
  • 09/2017 → 06/2020
    Ward Melville High School
    East Setauket, NY
  • 04/2019 → 04/2025
    Royal Health And Racquet Club
    Coram, NY
  • 06/2020 → 08/2020
    Town Of Brookhaven
    Mount Sinai, NY
  • 02/2024 → 06/2025
    New York Life Insurance Company
    Melville, NY
  • 02/2024 → 06/2025
    Nylife Securities Llc
    Melville, NY
  • 06/2025 → Present
    Selden, NY
  • 09/2020 → 10/2020
    Siena College
    Loudonville, NY
  • 10/2025 → Present
    Bank Of America, N.A.
    Lake Grove, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-08
S63 Uniform Securities Agent State Law Examination 2024-06-23
  • S66 Uniform Combined State Law Examination
    2025-08-08
  • S63 Uniform Securities Agent State Law Examination
    2024-06-23

View on SEC IAPD

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