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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-10-21 |
Branch Locations
8044 Montgomery Rd Ste 505, Cincinnati, OH 45236 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Fa, Inc | Cincinnati | OH | 08/2024 | 10/2024 |
| Dougherty & Associates | Cincinnati | OH | 02/2024 | Present |
| Mariner Wealth Advisor | West Chester | OH | 10/2022 | 12/2023 |
| Unemployed | West Chester | OH | 01/2024 | 01/2024 |
| Key Bank | Cincinnati | OH | 01/2022 | 09/2022 |
| Lifetime Fitness | Mason | OH | 01/2019 | 01/2022 |
| Edible Arrangements | Summit | NJ | 09/2018 | 11/2018 |
| Student | Union | NJ | 06/2018 | 12/2018 |
| Student | Oxford | OH | 08/2014 | 06/2018 |
| Kandal Dining | St Louis | MO | 06/2017 | 07/2017 |
| Part Time Student | Wayne | NJ | 07/2017 | 08/2017 |
| Jimmy Johns | Union | NJ | 12/2016 | 12/2016 |
| Miami University Water Aerobics | Oxford | OH | 10/2016 | 10/2016 |
| Lpl Financial, Llc | Cincinnati | OH | 10/2024 | Present |
1- 10/2024 / Dougherty. Tedesco. & Associates / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / 160 HRS MNTH / 40 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-03-25 |
| S65 | Uniform Investment Adviser Law Examination | 2022-11-22 |
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