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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Westpoint Financial Group A Massmutual Life Insurance Co | Lexington | KY | 03/2024 | 04/2025 |
| University Of Kentucky | Lexington | KY | 06/2022 | 06/2023 |
| Sayre Baseball | Lexington | KY | 03/2024 | Present |
| Champions Lexington Llc | Nicholasville | KY | 12/2024 | 02/2025 |
| Direct Customer Solutions Llc | Richmond | KY | 07/2023 | 12/2023 |
| Kentucky Baseball Club Inc | Nicholasville | KY | 06/2022 | 08/2022 |
| J.P Morgan Securities Llc | Lexington | KY | 05/2025 | Present |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 05/2025 | Present |
| Unemployed | Maysville | KY | 05/2015 | 05/2022 |
| Mml Investors Services, Llc | Lexington | KY | 08/2024 | 05/2025 |
| Unemployed | Maysville | KY | 01/2024 | 02/2024 |
Entity Name: Sayre Baseball Investment related: No Address: 194 N Limestone St Lexington KY 40507 Nature of the other business: Sports Position/Title/Relationship: Employee/Contractor Start Date: 03/01/2024 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Pitching coach for the HS baseball team March - June. No connection to Chase, not a similar role
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-01-10 |
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