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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2025-05-16
OK RA APPROVED 2025-05-15
TX RA APPROVED 2025-05-15
CA RA APPROVED 2024-03-11
  • DC RA
    APPROVED
    Since 2025-05-16
  • OK RA
    APPROVED
    Since 2025-05-15
  • TX RA
    APPROVED
    Since 2025-05-15
  • CA RA
    APPROVED
    Since 2024-03-11

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Simi Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lotos Learning Simi Valley CA 11/2020 02/2024
Farmers Insurance Agency Thousand Oaks CA 06/2018 10/2020
University Of California Riverside Riverside CA 09/2014 06/2018
Wyzant Remote CA 06/2014 11/2020
Thrivent Investment Management Inc Glendale CA 02/2024 Present
Thrivent Financial Appleton WI 02/2024 07/2024
Thrivent Financial Appleton WI 07/2024 05/2025
Thrivent Financial Appleton WI 05/2025 Present
  • 11/2020 → 02/2024
    Lotos Learning
    Simi Valley, CA
  • 06/2018 → 10/2020
    Farmers Insurance Agency
    Thousand Oaks, CA
  • 09/2014 → 06/2018
    University Of California Riverside
    Riverside, CA
  • 06/2014 → 11/2020
    Wyzant
    Remote, CA
  • 02/2024 → Present
    Glendale, CA
  • 02/2024 → 07/2024
    Thrivent Financial
    Appleton, WI
  • 07/2024 → 05/2025
    Thrivent Financial
    Appleton, WI
  • 05/2025 → Present
    Thrivent Financial
    Appleton, WI
Other Businesses

LOTOS LEARNING POSITION: Owner/Tutor NATURE: One-on-one math and science tutoring INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 343 Loire Valley, Simi Valley CA 93065, United States DESCRIPTION: Tutor clients who call in for help. On the board, submit meeting notes and oversee daily business operations. EXOTIC CAR TRADERS POSITION: Photographer NATURE: Selling cars, I just take the photos of the cars and the company sells them. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2023 ADDRESS: 1205 NE Ninth Ave, Fort Lauderdale FL 33304, United States DESCRIPTION: Take photos of cars and send them to the company

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-08-10
S65 Uniform Investment Adviser Law Examination 2023-07-20
  • S63 Uniform Securities Agent State Law Examination
    2023-08-10
  • S65 Uniform Investment Adviser Law Examination
    2023-07-20

View on SEC IAPD

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