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Ethan James Senn

Sage Stone Wealth Management LLC

La Jolla, CA

CRD 7852146

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Employer firm

Sage Stone Wealth Management LLC CRD 155477

$261M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars
  • PORTFOLIO MONITORING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Sage Stone Wealth Management Llc

7946 Ivanhoe Avenue Suite 316, La Jolla, CA 92037 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-06
TX RA APPROVED 2024-06-06
  • CA RA
    APPROVED
    Since 2024-06-06
  • TX RA
    APPROVED
    Since 2024-06-06

Branch Locations

7946 Ivanhoe Avenue Suite 316, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sage Stone Wealth Management San Diego CA 02/2024 Present
University Of San Diego San Diego CA 08/2020 05/2024
Smoky Mountain Pizzeria And Grill Eagle ID 07/2021 01/2024
Primerica San Diego CA 10/2023 12/2023
Arlington High School Arlington WA 08/2017 05/2020
Northwestern Marketing Concepts Meridian ID 06/2021 07/2021
Fedex Boise ID 12/2020 01/2021
Grade School Arlington WA 02/2014 08/2017
  • 02/2024 → Present
    Sage Stone Wealth Management
    San Diego, CA
  • 08/2020 → 05/2024
    University Of San Diego
    San Diego, CA
  • 07/2021 → 01/2024
    Smoky Mountain Pizzeria And Grill
    Eagle, ID
  • 10/2023 → 12/2023
    Primerica
    San Diego, CA
  • 08/2017 → 05/2020
    Arlington High School
    Arlington, WA
  • 06/2021 → 07/2021
    Northwestern Marketing Concepts
    Meridian, ID
  • 12/2020 → 01/2021
    Fedex
    Boise, ID
  • 02/2014 → 08/2017
    Grade School
    Arlington, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-01
  • S65 Uniform Investment Adviser Law Examination
    2024-05-01

View on SEC IAPD

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TIMOTHY SMITH CALLAN
KYLE ANDREW KRAUS
CHRIS JAMES MAUDLIN

Nearby Offices

ALPHACORE CAPITAL LLC · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · La Jolla, CA

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