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Inactive

Spencer Doyle Aufenthie

Plan Group Financial, Inc.

Oklahoma City, OK

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Current Employers
Plan Group Financial, Inc.

101 N.E. 82Nd Street Suite 200, Oklahoma City, OK 73114 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-03-04
  • OK RA
    APPROVED
    Since 2024-03-04

Branch Locations

101 N.E. 82Nd Street Suite 200, Oklahoma City, OK 73114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Subway Brookings SD 08/2016 11/2018
Jackson Hewitt Brookings SD 12/2018 04/2019
Wells Fargo Bank Marshall MN 05/2019 07/2023
Plan Group Financial Oklahoma City OK 08/2023 Present
  • 08/2016 → 11/2018
    Subway
    Brookings, SD
  • 12/2018 → 04/2019
    Jackson Hewitt
    Brookings, SD
  • 05/2019 → 07/2023
    Wells Fargo Bank
    Marshall, MN
  • 08/2023 → Present
    Plan Group Financial
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-02
  • S65 Uniform Investment Adviser Law Examination
    2024-03-02

View on SEC IAPD

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