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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2024-11-08
  • VT RA
    APPROVED
    Since 2024-11-08

Branch Locations

510 Shelburne Rd. Suite 1A, South Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Burlington VT 01/2024 Present
Canteen Creemee Company Waitsfield VT 12/2017 01/2024
Student Moretown VT 06/2013 06/2018
Charles Schwab Bank, Ssb Burlington VT 01/2024 Present
  • 01/2024 → Present
    Burlington, VT
  • 12/2017 → 01/2024
    Canteen Creemee Company
    Waitsfield, VT
  • 06/2013 → 06/2018
    Student
    Moretown, VT
  • 01/2024 → Present
    Charles Schwab Bank, Ssb
    Burlington, VT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-07
  • S66 Uniform Combined State Law Examination
    2024-11-07

View on SEC IAPD

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