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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2016-04-20
  • VT RA
    APPROVED
    Since 2016-04-20

Branch Locations

620 Hinesburg Rd., Suite 200, South Burlington, VT 05403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fleischer Jacobs Group South Burlington VT 11/2009 Present
Kestra Advisory Services, Llc South Burlington VT 04/2016 Present
Kestra Investment Services, Llc South Burlington VT 01/2010 Present
  • 11/2009 → Present
    Fleischer Jacobs Group
    South Burlington, VT
  • 04/2016 → Present
    South Burlington, VT
  • 01/2010 → Present
    Kestra Investment Services, Llc
    South Burlington, VT
Previous Registrations
Other Businesses

Name: NFP Corporate Services New York LLC Investment Related: Yes Address: 620 hinesburg road south burlington VT 05407 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Head of Asset Management Start Date: 1/8/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Retirement plan consulting and registered rep activity Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: FSB HOLDINGS LLC POSITION: Board Member NATURE: Passive Investment INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: P.O. Box 2343, South Burlington VT 05407, United States DESCRIPTION: 3 person organization engaged in passive lp (real estate) investment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-30
S63 Uniform Securities Agent State Law Examination 2000-10-12
  • S65 Uniform Investment Adviser Law Examination
    2011-06-30
  • S63 Uniform Securities Agent State Law Examination
    2000-10-12

View on SEC IAPD

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