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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2016-04-20 |
Branch Locations
620 Hinesburg Rd., Suite 200, South Burlington, VT 05403 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fleischer Jacobs Group | South Burlington | VT | 11/2009 | Present |
| Kestra Advisory Services, Llc | South Burlington | VT | 04/2016 | Present |
| Kestra Investment Services, Llc | South Burlington | VT | 01/2010 | Present |
Name: NFP Corporate Services New York LLC Investment Related: Yes Address: 620 hinesburg road south burlington VT 05407 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Head of Asset Management Start Date: 1/8/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Retirement plan consulting and registered rep activity Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: FSB HOLDINGS LLC POSITION: Board Member NATURE: Passive Investment INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: P.O. Box 2343, South Burlington VT 05407, United States DESCRIPTION: 3 person organization engaged in passive lp (real estate) investment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-10-12 |
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