Marc Vincent Fragola

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1997 → Present
  Dean Witter Reynolds Inc.
  Burlington, VT
• 04/2016 → Present
  Kestra Advisory Services, Llc
  South Burlington, VT
• 04/2003 → Present
  Kestra Investment Services, Llc
  South Burlington, VT

Previous Registrations

• 1998-02-26 → 2003-03-31
  Morgan Stanley Dw Inc.
  Burlington, VT

Other Businesses

Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: NFP Corporate Services (NY), LLC Investment Related: Yes Address: 620 Hinesburg Road South Burlington VT 05403 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Consulting; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: CFP Start Date: 4/1/2003 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: All Financial Planning and Investment Advisory duties

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-09-23
• S65 Uniform Investment Adviser Law Examination
  1997-09-23

Designations

• Certified Financial Planner