Mark D Aridgides

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Fleischer Jacobs Group
  South Burlington, VT
• 04/2016 → Present
  Kestra Advisory Services, Llc
  South Burlington, VT
• 04/2011 → Present
  Kestra Investment Services, Llc
  South Burlington, VT

Previous Registrations

• 2003-09-24 → 2004-07-23
  Wells Fargo Clearing Services, Llc
  Virginia Beach, VA
• 2001-01-25 → 2003-06-24
  Morgan Stanley Dw Inc.
  Virginia Beach, VA

Other Businesses

Business Name: NFP Corporate Services (NY), LLC Investment Related: Yes Address: 620 Hinesburg Road South Burlington VT 05403 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 4/4/2011 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Financial Planning Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: CATMARK ENTERPRISES LLC Investment Related: No Address: 790 Stonefence Rd Richmond VT 05477 Nature of Business: Other Other/None of the Above plane ownership Position, Title or Relationship: owner Start Date: 2/12/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: owner #9 CAT'S COVE POSITION: Property Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2021 ADDRESS: #9 Cat's Cove, Pigeon Cay VI 00000, United States DESCRIPTION: Wife runs Airbnb site, local property manager runs guests.

Exams

• S66 Uniform Combined State Law Examination
  2011-05-18

Designations

• Certified Financial Planner