Timothy Lee Cope

Current Employers

Employment History

• 09/1979 → Present
  Travelers Insurance Group
  Hartford, CT
• 11/1997 → Present
  Fleischer Jacobs & Assoc. Inc.
  South Burlington, VT
• 04/2016 → Present
  Kestra Advisory Services, Llc
  South Burlington, VT
• 04/2003 → Present
  Kestra Investment Services, Llc
  South Burlington, VT

Other Businesses

Name: NFP Corporate Services (NY), LLC Investment Related: Yes Address: 620 Hinesburg Road, Suite 200 South Burlington VT 05403 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Broker Start Date: 3/18/2015 Hours per month: (49hrs) Hours per month during trading hours: (43hrs) Duties: comprehensive investment review of securities, insurance and employee benefits Name: Temple Sinai Investment Related: No Address: 500 Swift Street So. Burlington VT 05403 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: Other,Moved to Other from Officer Start Date: 12/11/2010 Hours per month: (16hrs) Hrs per month during trading hrs: (14hrs) Duties: Monthly meetings making decisions for the organization Name: Cope Insurance Agency, LLC Investment Related: Yes Address: 620 Hinesburg Road, Suite 200 South Burlington VT 05403 Nature of Business: Insurance Position, Title or Relationship: Member/owner Start Date: 11/1/1982 Hours per month: (64hrs) Hrs per month during trading hrs: (56hrs) Duties: Same as with Fleischer Jacobs Group Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: (160hrs) Hrs per month during trading hrs: (160hrs) Duties: Investment advisory services Name: Cope Insurance, LLC DBA NFP. Investment Related: Yes Address: 620 Hinesburg Road, Suite 200 So. Burlington VT 05407 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Client's advisor Start Date: 5/5/2020 Hours per month: (16hrs) Hrs per month during trading hrs: (14hrs) Duties: Researching and reviewing Life Settlement offers for client, presenting the options to the client. Name: HNY CLUB POSITION: Board Member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/05/2021 ADDRESS: 1335 Ave of Americas, NYC NY 10019 DESCRIPTION: Attend two board meetings. Review and approve annual budget prepared by Hilton Grand Vacations. Involved in owner communications. Name: COPE & ASSOCIATES POSITION: Secretary NATURE: Consulting INVESTMENT RELATED: No # OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1992 ADDRESS: 108 Maidstone Lane, Williston VT 05495, United States DESCRIPTION: Make sure annual filings for Vermont are submitted. I do not serve any active role in the business.

Exams

• S66 Uniform Combined State Law Examination
  2005-09-19
• S63 Uniform Securities Agent State Law Examination
  1992-08-12