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Amy L Melton

Rbc Capital Markets, LLC

San Diego, CA

San Diego, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-29
CA RA APPROVED 2024-04-08
  • TX RA
    APPROVED
    Since 2024-04-29
  • CA RA
    APPROVED
    Since 2024-04-08

Branch Locations

655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Diego CA 12/2023 Present
Brookfield Asset Management Chicago IL 06/2021 04/2023
Northern Trust Corporation Chicago IL 07/2017 05/2021
Bobbi Rocco San Diego CA 07/2023 11/2023
Depauw University Greencastle IN 08/2013 05/2017
  • 12/2023 → Present
    Rbc Capital Markets, Llc
    San Diego, CA
  • 06/2021 → 04/2023
    Brookfield Asset Management
    Chicago, IL
  • 07/2017 → 05/2021
    Northern Trust Corporation
    Chicago, IL
  • 07/2023 → 11/2023
    Bobbi Rocco
    San Diego, CA
  • 08/2013 → 05/2017
    Depauw University
    Greencastle, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-04-08
  • S66 Uniform Combined State Law Examination
    2024-04-08
Other Names
  • Amy Melton

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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