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Current Employers
Clockwork Capital, Llc

427 Park Street, Charlottesville, VA 22902 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-09-17
VA RA APPROVED 2024-08-16
  • LA RA
    APPROVED
    Since 2024-09-17
  • VA RA
    APPROVED
    Since 2024-08-16

Branch Locations

427 Park Street, Charlottesville, VA 22902 • United States

Mexico City • Mexico

Av Constituyentes 41, Floor 4 San Miguel Chapultepec / Secc, Miguel Hidalgo, Mexico City 11850 • Mexico

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clockwork Capital, Llc Charlottesville VA 02/2024 Present
Clockwork Universe, Inc. Earlysville VA 06/2021 Present
Clockwork, Llc Charlottesville VA 07/2016 05/2021
  • 02/2024 → Present
    Charlottesville, VA
  • 06/2021 → Present
    Clockwork Universe, Inc.
    Earlysville, VA
  • 07/2016 → 05/2021
    Clockwork, Llc
    Charlottesville, VA
Other Businesses

Clockwork Universe, Inc.; Investment related: Yes; Location: Charlottesville, Virginia; Nature: provides software which allows clients to track their portfolios of private securities and review information about private security offerings; Position: Founding Partner; Start: 06/2021; 136 hrs/mth spent devoted to this business & 120 hrs/mth devoted during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-07-20
  • S65 Uniform Investment Adviser Law Examination
    2023-07-20
Other Names
  • Cory M Shea
  • Cory Shea

View on SEC IAPD

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