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8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-23 |
Branch Locations
8605 East Raintree Drive Suite 280, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dinksf | San Francisco | CA | 07/2023 | 10/2023 |
| Tracktown Pizza | Eugene | OR | 09/2021 | 06/2023 |
| Jimmy Johns | Eugene | OR | 07/2021 | 09/2021 |
| Trader Joe's | San Francisco | CA | 09/2017 | 10/2019 |
| Full Time Education | Eugene | OR | 10/2019 | 06/2023 |
| Unemployed | San Francisco | CA | 10/2023 | 12/2023 |
| Full Time Education | San Francisco | CA | 08/2015 | 08/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 12/2023 | 03/2026 |
| Schwab Wealth Advisory, Inc. | Phoenix | AZ | 10/2025 | 03/2026 |
| Ashton Thomas Securities, Llc | Rochester | NY | 03/2026 | Present |
| Ashton Thomas Private Wealth | Scottsdale | AZ | 03/2026 | Present |
1) ASHTON THOMAS SECURITIES, LLC; INVESTMENT RELATED; ROCHESTER, NY; BROKER-DEALER; REGISTERED REPRESENTATIVE; 03/2026 2) ASHTON THOMAS PRIVATE WEALTH; INVESTMENT RELATED; SCOTTSDALE, AZ; RIA; INVESTMENT ADVISER REPRESENTATIVE; 03/2026 Dually registered with an affiliated broker-dealer, Ashton Thomas Securities and registered investment adviser, Ashton Thomas Private Wealth; activity conducted in the individual's capacity as a registered representative and investment adviser representative of the affiliated entities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2024-04-10 |
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