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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2026-03-26
OK RA APPROVED 2026-03-24
TX RA APPROVED 2026-03-24
CA RA APPROVED 2026-03-18
  • DC RA
    APPROVED
    Since 2026-03-26
  • OK RA
    APPROVED
    Since 2026-03-24
  • TX RA
    APPROVED
    Since 2026-03-24
  • CA RA
    APPROVED
    Since 2026-03-18

Branch Locations

600 Portland Ave S Msc 7100, Minneapolis, MN 55415 • United States

Moreno Valley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Riverside CA 11/2023 09/2024
Blackstone Consulting Inc. Riverside CA 01/2023 Present
Cal State San Marcos San Marcos CA 05/2022 01/2023
Mt. San Jacinto Community College San Jacinto CA 01/2020 05/2022
Door Dash San Jacinto CA 09/2019 01/2020
United States Navy Norfolk VA 09/2014 09/2019
Pathway Wealth Management Riverside CA 12/2023 02/2026
Cetera Advisor Networks Llc El Segundo CA 09/2024 10/2024
Cetera Investment Advisers Llc Schaumburg IL 09/2024 10/2024
Lpl Financial Riverside CA 10/2024 02/2026
Thrivent Investment Management Inc Minneapolis MN 03/2026 Present
Thrivent Financial Appleton WI 03/2026 Present
  • 11/2023 → 09/2024
    Riverside, CA
  • 01/2023 → Present
    Blackstone Consulting Inc.
    Riverside, CA
  • 05/2022 → 01/2023
    Cal State San Marcos
    San Marcos, CA
  • 01/2020 → 05/2022
    Mt. San Jacinto Community College
    San Jacinto, CA
  • 09/2019 → 01/2020
    Door Dash
    San Jacinto, CA
  • 09/2014 → 09/2019
    United States Navy
    Norfolk, VA
  • 12/2023 → 02/2026
    Pathway Wealth Management
    Riverside, CA
  • 09/2024 → 10/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2024 → 10/2024
    Schaumburg, IL
  • 10/2024 → 02/2026
    Lpl Financial
    Riverside, CA
  • 03/2026 → Present
    Minneapolis, MN
  • 03/2026 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

BLACKSTONE CONSULTING INC POSITION: Security Officer NATURE: Hospital Security Officer for Kaiser Permanente Hospitals INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 10800 Magnolia Ave, Riverside CA 92505, United States DESCRIPTION: Hospital Security Officer for Kaiser Permanente Hospitals

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-13
  • S66 Uniform Combined State Law Examination
    2024-05-13

View on SEC IAPD

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