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Current Employers
Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2024-09-30
  • NE RA
    APPROVED
    Since 2024-09-30

Branch Locations

600 Grant Street Ste 304, Denver, CO 80203 • United States

17117 Burt Street Suite 300, Omaha, NE 68118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Bank Omaha/Lincoln NE 06/2020 05/2023
Unemployed Omaha NE 05/2013 06/2020
Mutual Of Omaha Insurance Company Omaha NE 05/2023 Present
Mutual Of Omaha Investor Services Omaha NE 10/2023 Present
  • 06/2020 → 05/2023
    Pinnacle Bank
    Omaha/Lincoln, NE
  • 05/2013 → 06/2020
    Unemployed
    Omaha, NE
  • 05/2023 → Present
    Mutual Of Omaha Insurance Company
    Omaha, NE
  • 10/2023 → Present
    Mutual Of Omaha Investor Services
    Omaha, NE
Other Businesses

Mutual of Omaha Insurance Agent / Non-Investment Related / Life, Health, Annuities- Start date 05/2023 until present / 40 hours a week / Sales of insurance related products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-28
S63 Uniform Securities Agent State Law Examination 2024-07-03
  • S65 Uniform Investment Adviser Law Examination
    2024-09-28
  • S63 Uniform Securities Agent State Law Examination
    2024-07-03

View on SEC IAPD

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