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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-10-29
  • OH RA
    APPROVED
    Since 2025-10-29

Branch Locations

3805 Edwards Road Suite 200, Cincinnati, OH 45209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Loveland OH 06/2025 08/2025
Equitable Advisors Cincinnati OH 10/2024 06/2025
Fidelity Investments Covington KY 10/2023 10/2024
Student Lexington KY 08/2019 08/2023
Student Montgomery OH 06/2015 06/2019
Unemployed Loveland OH 06/2019 08/2019
Unemployed Dayton KY 09/2023 10/2023
Ben Beshear Cincinnati OH 09/2025 10/2025
Honeybaked Ham Co Cincinnati OH 11/2022 05/2023
Elevance Health Cincinnati OH 08/2022 10/2022
Dbl Law Covington KY 05/2022 07/2022
United Parcel Service Lexington KY 05/2021 08/2021
Ben Beshear Cincinnati OH 10/2025 Present
Northwestern Mutual Investment Services Llc Cincinnati OH 10/2025 Present
  • 06/2025 → 08/2025
    Unemployed
    Loveland, OH
  • 10/2024 → 06/2025
    Equitable Advisors
    Cincinnati, OH
  • 10/2023 → 10/2024
    Fidelity Investments
    Covington, KY
  • 08/2019 → 08/2023
    Student
    Lexington, KY
  • 06/2015 → 06/2019
    Student
    Montgomery, OH
  • 06/2019 → 08/2019
    Unemployed
    Loveland, OH
  • 09/2023 → 10/2023
    Unemployed
    Dayton, KY
  • 09/2025 → 10/2025
    Ben Beshear
    Cincinnati, OH
  • 11/2022 → 05/2023
    Honeybaked Ham Co
    Cincinnati, OH
  • 08/2022 → 10/2022
    Elevance Health
    Cincinnati, OH
  • 05/2022 → 07/2022
    Dbl Law
    Covington, KY
  • 05/2021 → 08/2021
    United Parcel Service
    Lexington, KY
  • 10/2025 → Present
    Ben Beshear
    Cincinnati, OH
  • 10/2025 → Present
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-04
S63 Uniform Securities Agent State Law Examination 2024-02-05
  • S66 Uniform Combined State Law Examination
    2024-12-04
  • S63 Uniform Securities Agent State Law Examination
    2024-02-05
Other Names
  • Carter Kurz
  • Carter W Kurz

View on SEC IAPD

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