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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
500 Plum St Ste 301, Syracuse, NY 13204 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Williamsville | NY | 01/2024 | 11/2024 |
| Grand Isle Supervisory Union | Grand Isle | VT | 08/2019 | Present |
| Extended Maternity Leave | Beaver Falls | NY | 01/2019 | 04/2019 |
| Carthage Area Hospital | Carthage | NY | 08/2017 | 01/2019 |
| Transitional Living Services Of Northern New York | Watertown | NY | 10/2015 | 07/2017 |
| Latitude 45 | Rouses Point | NY | 06/2019 | 03/2020 |
| Dino's Pizza And Pasta | Plattsburgh | NY | 04/2019 | 08/2019 |
| The Prudential Insurance Company Of America | Williamsville | NY | 05/2024 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
1. 09/19/2024; GRAND ISLE SUPERVISORY UNION; W2 empl; NON inv related; 115 hr/mo non trading; 0 hr/mo trading; 08/19/2024 EXECUTOR AND POA FOR JULIUS DUQUIN POSITION: Executor and POA for Julius Duquin NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2023 ADDRESS: 1996 Creekside Drive, Grand Island NY 14272, United States DESCRIPTION: Settling my step-fathers estate in the event of passing, and or executing his wishes in the event that he is physically or mentally unable to so on his own. EXECUTOR FOR DANIEL FUOCO POSITION: Executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/06/2015 ADDRESS: 518Emberwood Drive, Brandon FL 33511, United States DESCRIPTION: Settling my fathers estate in the event of his passing EXECUTOR FOR ANN MARIE DUQUIN POSITION: Executor NATURE: Fiduciary Appointment (e.g., Trustee, Executor, POA) INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/25/2023 ADDRESS: 1996 Creekside Drive, Grand Island NY 14072, United States DESCRIPTION: I am currently in the process of being transferred to the Executor of my monthers estate. I will work to settle her estate and file all necessary paperwork, ensuring the probate is executed properly. GRAND ISLE SUPERVISORY UNION POSITION: Grants Manager NATURE: Educational Services INVESTMENT RELATED: No NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 163 START DATE: 08/13/2019 ADDRESS: 224 US Route 2, Grand Isle VT 05458, United States DESCRIPTION: My current employment is with Grand Isle Supervisory Union as their Grants Manager. I oversee grant funding and ensure paperwork is in compliance along with managing and distributing the amount of funding allocated by state and federal grant funds. My position is fully remote.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-16 |
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