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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-21
  • CO RA
    APPROVED
    Since 2024-08-21

Branch Locations

5655 South Yosemite Street # 208, Greenwood Village, CO 80111 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Servicemaster Of Downtown Englewood CO 05/2017 02/2020
Everest Microbial Defense Llc Englewood CO 02/2020 08/2023
Olivet Nazarene University Bourbonnais IL 08/2013 05/2017
Gwn Securities, Inc Palm Beach Gardens FL 10/2023 Present
Everest Microbial Defense Llc Englewood CO 09/2023 Present
  • 05/2017 → 02/2020
    Servicemaster Of Downtown
    Englewood, CO
  • 02/2020 → 08/2023
    Everest Microbial Defense Llc
    Englewood, CO
  • 08/2013 → 05/2017
    Olivet Nazarene University
    Bourbonnais, IL
  • 10/2023 → Present
    Palm Beach Gardens, FL
  • 09/2023 → Present
    Everest Microbial Defense Llc
    Englewood, CO
Other Businesses

EVEREST MICROBIAL DEFENSE, LLC POSITION: Independent Contractor NATURE: Direct to Consumer Product Sales COMPENSATION TYPE: Other. INVESTMENT RELATED: No. NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 9/1/2022 ADDRESS: 1925 W. Harvard Ave., Unit B Englewood CO 80110, United States DESCRIPTION: Contract work as needed. Work includes Inventory Management and product fulfillment. "Other" Compensation : Hourly ---- INSURACE POSITION: Agent. NATURE: Life Insurance. COMPENSATION TYPE: Commission. INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 09/10/2023 ADDRESS: 6901 South Yosemite Street, Suite 105 Centennial CO 80112, United States DESCRIPTION: Provide Life and Health insurance services to clients. ASPENMARK WEALTH MANAGEMENT POSITION: Registered Representative. NATURE: DBA/Financial Services. COMPENSATION TYPE: Commission. INVESTMENT RELATED: Yes. NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/22/2023 ADDRESS: 6901 South Yosemite Street, Suite 105 Centennial CO 80112, United States DESCRIPTION: Helping clients with planning their financial future and retirement through selling securities products.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-12-07
S65 Uniform Investment Adviser Law Examination 2024-08-19
  • S63 Uniform Securities Agent State Law Examination
    2024-12-07
  • S65 Uniform Investment Adviser Law Examination
    2024-08-19

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