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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2026-08-13 |
| AL | RA | APPROVED | 2026-08-11 |
| CA | RA | APPROVED | 2026-08-11 |
| TX | RA | APPROVED_RES | 2026-08-11 |
Branch Locations
3655 Nobel Drive Suite 140, San Diego, CA 92122 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sofun Media Corp | San Diego | CA | 06/2014 | 01/2020 |
| Axos Bank | San Diego | CA | 04/2020 | 07/2026 |
| Axos Invest Llc | San Diego | CA | 10/2023 | 07/2026 |
| Axos Invest, Inc | San Diego | CA | 03/2024 | 07/2026 |
| Tiaa | San Diego | CA | 08/2026 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | San Diego | CA | 08/2026 | Present |
SOFUNSD CORPORATION POSITION: secretary/ 50% shareholder NATURE: Sofunsd/Sofun Media is a marketing, advertising firm provide digital marketing service focused on Asian and Chinese community in San Diego and Southern California. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/16/2025 ADDRESS: 7084 Miramar Rd, STE 301, San Diego CA 92121-5003, United States DESCRIPTION: i'm a 50% passive shareholder, and nominal Secretary. no day to day duties, 0 hours/month devoted, and no compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-08 |
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