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Nicholas Mccaleb

Mml Investors Services, LLC

Memphis, TN

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-24
  • TN RA
    APPROVED
    Since 2025-10-24

Branch Locations

949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Alabama Soccer Officials Association Tuscaloosa AL 02/2021 06/2023
University Of Alabama Tuscaloosa AL 08/2019 05/2023
Lowe's Collierville TN 05/2021 08/2021
Collierville High School Collierville TN 08/2015 08/2019
Loflin Yard Memphis TN 07/2023 12/2023
Cetera Wealth Services, Llc El Segundo CA 10/2023 09/2025
Cetera Investment Advisers Llc Schaumberg IL 03/2024 09/2025
Mml Investors Services, Llc Memphis TN 10/2025 Present
Massmutual Life Insurance Company Memphis TN 10/2025 Present
  • 02/2021 → 06/2023
    West Alabama Soccer Officials Association
    Tuscaloosa, AL
  • 08/2019 → 05/2023
    University Of Alabama
    Tuscaloosa, AL
  • 05/2021 → 08/2021
    Lowe's
    Collierville, TN
  • 08/2015 → 08/2019
    Collierville High School
    Collierville, TN
  • 07/2023 → 12/2023
    Loflin Yard
    Memphis, TN
  • 10/2023 → 09/2025
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 03/2024 → 09/2025
    Cetera Investment Advisers Llc
    Schaumberg, IL
  • 10/2025 → Present
    Mml Investors Services, Llc
    Memphis, TN
  • 10/2025 → Present
    Massmutual Life Insurance Company
    Memphis, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-24
  • S66 Uniform Combined State Law Examination
    2024-02-24

View on SEC IAPD

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Other Investors

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MARGARET MCCARVER
DEANNA NICOLE MUSSO
ROBERT BRIAN REECE
MARTY CARLIS GREEN
MONICA BETH WIESEL
CHARLES DALE WATSON

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
RAYMOND JAMES & ASSOCIATES, INC. · MEMPHIS, TN
NEWSOUTH CAPITAL MANAGEMENT INC · MEMPHIS, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Memphis, TN
PRIVATE ADVISOR GROUP, LLC · Memphis, TN
LPL FINANCIAL LLC · MEMPHIS, TN
B. RILEY WEALTH ADVISORS, INC. · Memphis, TN

More in Memphis, TN

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