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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-05-16 |
Branch Locations
5613 Dtc Parkway 9Th Fl [Mb-Rbo], Greenwood Village, CO 80111 • United States
2222 S Buckley Rd, Aurora, CO 80013 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Greenwood Village | CO | 09/2023 | Present |
| Wells Fargo Bank, Na | Greenwood Village | CO | 05/2022 | Present |
| Unemployed | Littleton | CO | 02/2022 | 05/2022 |
| U.S Bank | Littleton | CO | 03/2021 | 02/2022 |
| U.S Bank | Saint Cloud | MN | 07/2019 | 03/2021 |
| U.S Bank | Saint Cloud | MN | 12/2018 | 06/2019 |
| Dominos Pizza | Saint Cloud | MN | 09/2018 | 01/2019 |
| Unemployed | Saint Cloud | MN | 05/2018 | 09/2018 |
| Stearns Bank N.A | Saint Cloud | MN | 08/2016 | 05/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2023-12-19 |
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