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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-01-06 |
Branch Locations
970 Farmington Avenue, Suite 205, West Hartford, CT 06107 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hhia | West Hartford | CT | 12/2012 | 03/2018 |
| Mid Atlantic Capital Corp | West Hartford | CT | 01/2013 | 12/2017 |
| Mml Investor Services | Glastonbury | CT | 02/2018 | 01/2023 |
| Massachusetts Mutual Life Insurance Company | Glastonbury | CT | 02/2018 | 01/2023 |
| Hooker & Holcombe Investment Advisors, Inc. | West Hartford | CT | 12/2012 | 03/2018 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2023 | Present |
1. JONATHAN GRUBER, 970 Farmington Ave, Suite 205, West Hartford CT 06107, United States, 01/06/2023, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO - 10 HR/MO TRADING 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3. BARTLETT WEALTH MANAGEMENT, 970 FARMINGTON AVE, STE 205, WEST HARTFORD CT 06107, 10/2023, USING A TRADE NAME/DNA, INV REL, 160 HR/MO - 160 HR TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-12 |
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