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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-10 |
| CT | RA | APPROVED | 2013-10-03 |
Branch Locations
15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States
800 Post Road 2Nd Floor, Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Philadelphia | PA | 10/2013 | Present |
West Hartford Chamber of Commerce, West Hartford, CT. Member (08/2023), Networking with local businesses, promoting economic growth, advocating business interests, and participating in community events. Not investment related, not compensated, 6 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-12-14 |
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