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15 North Main Street Suite 100, West Hartford, CT 06107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-15 |
| CT | RA | APPROVED | 2020-03-17 |
Branch Locations
15 North Main Street Suite 100, West Hartford, CT 06107 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Duxford Capital Advisors, Llc | West Hartford | CT | 05/2013 | 09/2016 |
| Thrivent Investment Management Inc. | West Hartford | CT | 07/2016 | 12/2019 |
| Thrivent Financial | Appleton | WI | 09/2016 | 01/2017 |
| Thrivent Financial | Appleton | WI | 01/2017 | 12/2019 |
| Mccary Anheuser Wealth Management, Llc | West Hartford, | CT | 01/2020 | Present |
DAVID W MCCARY, LLC POSITION: Sole Managing Member NATURE: This is a solely owned LLC setup for the primary purposes of: a)part -time professional photography business;b)part-time commercial real estate advisory services. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/26/2013 ADDRESS: 30 Ledyard Road, West Hartford CT 06117, United States DESCRIPTION: Sole proprietor of this a)low volume photography business and b) commercial real estate advisory business. Annual income to date has been low four figures. TRUSTEES FOR RECEIVING DONATIONS FOR THE SUPPORT OF THE BISHOP POSITION: Trustee NATURE: Manages the Episcopal Church of Connecticut's Bishops' endowment fund. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/14/2018 ADDRESS: St Johns Episcopal Church, 679 Farmington Ave, West Hartford CT 06119, United States DESCRIPTION: Participate with group in high levelmacroeconomic discussions for the benefit of the Connecticut Episcopal Bishops Fund. Will abstain from giving specific investment advice, and will abstain from voting on any financial / investment decisions, having this documented in the minutes. Also will not be Rep of record or share in commissions for any of the accounts. SKI SUNDOWN POSITION: Certified Ski Instructor NATURE: Local alpine ski mountain operating only during winter months, December through March, depending on snow fall. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 11/12/2014 ADDRESS: 126 Ratlum Road, New Hartford CT 06057, United States DESCRIPTION: One of the 130+ ski instructors teaching all ages and abilities how to improve their skiing. HARTFORD ART SCHOOL ENDOWMENT, INC. POSITION: Board of Trustee NATURE: ManagestheUniversity of Hartford Art School's endowment. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/15/2017 ADDRESS: Hartford Art School, 200 Bloomfield Ave, West Hartford CT 06117, United States DESCRIPTION: As one of approximately 34 Board of Trustees of this 501-c3tax exempt corporation(not an officer of this Board), I will help the entity advance its mission. ST. JOHN'S EPISCOPAL CHURCH POSITION: Stewardship Cttee & Rectory Cttee NATURE: St John's Episcopal Church is my local neighborhood church which I've recently joined. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/15/2017 ADDRESS: 679 Farmington Ave, West Hartford CT 06119, United States DESCRIPTION: Member of the church's Stewardship committee. Normal committee activities. DUXFORD CAPITAL ADVISORS, LLC POSITION: Managing Member NATURE: Early stage venture capital investing and advising. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2013 ADDRESS: 41 Crossroads Plaza, #160, West Hartford CT 06117, United States DESCRIPTION: Manage the nominal monthly bookkeeping for Duxford Capital as COO. McCary Anheuser Wealth Management, LLC; Investment-Related; West Hartford, Connecticut; Investment Adviser; Investment Adviser Representative; January 2020; Approx. 150 hours/month; Approx. 150 hours/month during trading hours; Provide investment advice and/or financial planning.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-10-27 |
| S65 | Uniform Investment Adviser Law Examination | 2015-09-23 |
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