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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-11-04 |
| TX | RA | APPROVED | 2020-11-04 |
Branch Locations
15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States
800 Post Road 2Nd Floor, Darien, CT 06820 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Glastonbury | CT | 06/2016 | 05/2019 |
| Lpl Financial Llc | Avon | CT | 05/2019 | 08/2020 |
| Lpl Financial, Llc | Glastonbury | CT | 09/2020 | 11/2020 |
| Private Advisor Group | Glastonbury | CT | 09/2020 | 11/2020 |
| Janney Montgomery Scott Llc | Glastonbury | CT | 11/2020 | 12/2020 |
| Janney Montgomery Scott Llc | West Hartford | CT | 12/2020 | 03/2021 |
| Janney Montgomery Scott Llc | West Hartford | CT | 03/2021 | 08/2021 |
| Janney Montgomery Scott Llc | West Hartford | CT | 08/2021 | Present |
West Hartford Chamber of Commerce, West Hartford, CT. The West Hartford Chamber of Commerce is a private, non-profit organization dedicated to the development, advancement, and promotion of the professional, business, educational, civic, and cultural well being of our town. Member (08/2023), Networking with local businesses, promoting economic growth, advocating business interests, and participating in community events. Not investment related, not compensated, 1 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-25 |
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