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Janney Montgomery Scott LLC CRD 463
$110B regulatory AUM 1,031 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2016-10-06 |
| TX | RA | APPROVED | 2016-10-06 |
Branch Locations
15 N. Main Street Suite 300, West Hartford, CT 06107-2420 • United States
60 Willow Street Suite 101, Mystic, CT 06355 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 03/2006 | 10/2016 |
| Janney Montgomery Scott Llc | Mystic | CT | 10/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 1998-10-13 |
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