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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-11 |
| CA | RA | APPROVED | 2026-06-17 |
Branch Locations
888 Prospect St Stes 301 & 320, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | La Jolla | CA | 05/2004 | 09/2024 |
| Charles Schwab Bank | La Jolla | CA | 02/2005 | 09/2024 |
| Td Ameritrade, Inc. | San Diego | CA | 12/2023 | 05/2024 |
| Massmutual Life Insurance Co | San Diego | CA | 02/2025 | 05/2026 |
| Mml Investors Services, Llc | San Diego | CA | 02/2025 | 05/2026 |
| Unemployed | San Diego | CA | 10/2024 | 12/2024 |
| Wells Fargo Clearing Services, Llc | La Jolla | CA | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-14 |
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