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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-24 |
Branch Locations
1000 Corporate Drive,Suite 600, Ft. Lauderdale, FL 33334 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Miami | FL | 08/2023 | 11/2024 |
| Self Employed | Lima | 01/2019 | 07/2023 | |
| Kallpa Securities Sociedad Agente De Bolsa | Lima | 01/2011 | 12/2018 | |
| The Prudential Insurance Company Of America | Miami | FL | 02/2024 | 08/2025 |
| Lpl Enterprise, Llc | Miami | FL | 11/2024 | 08/2025 |
| Fidelity Investments | Tallahasee | FL | 08/2025 | 12/2025 |
| Lpl Financial Llc | Ft Lauderdale | FL | 03/2026 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2026 | Present |
1. 03/2026 - D & AC BERGER LLC - Business Entity For Tax/Investment Purposes Only - Not Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Boca Raton, FL, 33496 - OBA Start Date: 02/01/2022 2. 03/2026 - HUB Retirement & Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 3/12/2026 3. 03/2026 - HUB International - Outside/W-2 Employment - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - Fort Lauderdale, FL, 33334 - OBA Start Date: 03/23/2026 4. 04/01/2026 - Global Retirement Partners - Registered Investment Advisor Hybrid - Investment Related - At Reported Business Location(s) - Start Date 03/23/2026 - 160 hours per month/ during trading - I provide administrative support to Global Retirement Partners, an independent investment advisor firm. I started this business activity in 3/2026. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 04/01/2026 - HUB Retirement & Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 03/23/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-09 |
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