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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-06-23 |
Branch Locations
600 West Broadway Suite 3200, San Diego, CA 92101 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Financial Group | San Diego | CA | 01/2007 | 03/2018 |
| Cuso Financial Services, Lp | San Diego | CA | 03/2018 | 02/2019 |
| Sorrento Pacific Llc | San Diego | CA | 03/2018 | 02/2019 |
| Commonwealth Financial Network | San Diego | CA | 06/2020 | Present |
| Learn Academy | San Diego | CA | 03/2019 | 06/2019 |
| Notch8 | San Diego | CA | 07/2019 | 08/2019 |
| Query | San Diego | CA | 08/2019 | 06/2020 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-14 |
| S63 | Uniform Securities Agent State Law Examination | 1999-10-30 |
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