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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-12-24 |
Branch Locations
90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States
11966 Business Park Blvd N, Champlin, MN 55316 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Saint Paul | MN | 09/2023 | 12/2024 |
| Jpmorgan Chase Bank, N.A. | Saint Paul | MN | 09/2023 | 12/2024 |
| Rao | Minneapolis | MN | 12/2022 | 08/2023 |
| Viking Drill | St Paul | MN | 09/2021 | 12/2021 |
| Summit Fire Protection | St Paul | MN | 03/2020 | 08/2021 |
| Siemens | San Diego | CA | 05/2019 | 02/2020 |
| Red Hawk | Escondido | CA | 10/2017 | 05/2019 |
| Paradigm Mechanical | Santee | CA | 07/2018 | 12/2018 |
| Dpsi | Escondido | CA | 10/2017 | 06/2018 |
| Vertech | San Diego | CA | 11/2016 | 10/2017 |
| Buffalo Wild Wings | Chula Vista | CA | 09/2016 | 01/2017 |
| Unemployed | Little Canada | MN | 01/2022 | 11/2022 |
| Wells Fargo Clearing Services, Llc | Champlin | MN | 12/2024 | Present |
| Wells Fargo Bank, Na | Champlin | MN | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2023-11-15 |
| S65 | Uniform Investment Adviser Law Examination | 2023-07-03 |
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