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Juan Ruben Fernandez

Charles Schwab & Co., Inc.

San Diego, CA

CRD 3204162

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-10-14
  • CA RA
    APPROVED
    Since 2024-10-14

Branch Locations

10920 Via Frontera Suite 100, San Diego, CA 92127-1730 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc San Diego CA 07/2004 10/2024
E*Trade Capital Management Llc San Diego CA 06/2009 10/2024
Morgan Stanley San Diego CA 03/2023 10/2024
Morgan Stanley San Diego CA 09/2023 10/2024
Morgan Stanley San Diego CA 09/2023 10/2024
Charles Schwab & Co., Inc. San Diego CA 10/2024 Present
Charles Schwab Bank, Ssb San Diego CA 10/2024 Present
  • 07/2004 → 10/2024
    E*Trade Securities Llc
    San Diego, CA
  • 06/2009 → 10/2024
    E*Trade Capital Management Llc
    San Diego, CA
  • 03/2023 → 10/2024
    Morgan Stanley
    San Diego, CA
  • 09/2023 → 10/2024
    Morgan Stanley
    San Diego, CA
  • 09/2023 → 10/2024
    Morgan Stanley
    San Diego, CA
  • 10/2024 → Present
    Charles Schwab & Co., Inc.
    San Diego, CA
  • 10/2024 → Present
    Charles Schwab Bank, Ssb
    San Diego, CA
Previous Registrations
  • 2023-09-05 → 2024-10-22
    Morgan Stanley
    San Diego, CA
  • 2009-06-03 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-02
S63 Uniform Securities Agent State Law Examination 1999-06-10
  • S66 Uniform Combined State Law Examination
    2009-06-02
  • S63 Uniform Securities Agent State Law Examination
    1999-06-10
Other Names
  • Juan Ruben Fernandez

View on SEC IAPD

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