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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-12
CO RA APPROVED 2025-06-05
MT RA APPROVED 2025-06-05
CA RA APPROVED 2024-01-02
  • FL RA
    APPROVED
    Since 2025-06-12
  • CO RA
    APPROVED
    Since 2025-06-05
  • MT RA
    APPROVED
    Since 2025-06-05
  • CA RA
    APPROVED
    Since 2024-01-02

Branch Locations

5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States

La Jolla, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
San Diego Master Builders La Jolla CA 01/2015 08/2023
Guardian Life Insurance Company San Diego CA 10/2023 Present
Park Avenue Securities Llc San Diego CA 11/2023 Present
Unemployed La Jolla CA 09/2023 09/2023
Guardian Life Insurance Company La Jolla CA 06/2024 Present
Guardian Life Insurance Company La Jolla CA 06/2024 Present
  • 01/2015 → 08/2023
    San Diego Master Builders
    La Jolla, CA
  • 10/2023 → Present
    Guardian Life Insurance Company
    San Diego, CA
  • 11/2023 → Present
    San Diego, CA
  • 09/2023 → 09/2023
    Unemployed
    La Jolla, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    La Jolla, CA
  • 06/2024 → Present
    Guardian Life Insurance Company
    La Jolla, CA
Other Businesses

Independent Contractor; Pacific Sotheby's International Realty; Investment related; 1111 Prospect St, Suite 100, La Jolla, CA 92037; Licensed California real estate agent, Self-employed (independent contractor); 04/01/2016; 20 hours/month; 10 hours during Securities trading hours; Independent Contractor - represent Buyers/Sellers in real estate transactions, Broker of Record: Pacific Sotheby's International Real Estate, La Jolla, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-19
  • S66 Uniform Combined State Law Examination
    2023-12-19

View on SEC IAPD

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