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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-12 |
| CO | RA | APPROVED | 2025-06-05 |
| MT | RA | APPROVED | 2025-06-05 |
| CA | RA | APPROVED | 2024-01-02 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
La Jolla, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| San Diego Master Builders | La Jolla | CA | 01/2015 | 08/2023 |
| Guardian Life Insurance Company | San Diego | CA | 10/2023 | Present |
| Park Avenue Securities Llc | San Diego | CA | 11/2023 | Present |
| Unemployed | La Jolla | CA | 09/2023 | 09/2023 |
| Guardian Life Insurance Company | La Jolla | CA | 06/2024 | Present |
| Guardian Life Insurance Company | La Jolla | CA | 06/2024 | Present |
Independent Contractor; Pacific Sotheby's International Realty; Investment related; 1111 Prospect St, Suite 100, La Jolla, CA 92037; Licensed California real estate agent, Self-employed (independent contractor); 04/01/2016; 20 hours/month; 10 hours during Securities trading hours; Independent Contractor - represent Buyers/Sellers in real estate transactions, Broker of Record: Pacific Sotheby's International Real Estate, La Jolla, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-12-19 |
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