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Inactive

Simon Richard Anzaldua

Captrust

Oklahoma City, OK

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2023-09-06
  • OK RA
    APPROVED
    Since 2023-09-06

Branch Locations

6305 Waterford Blvd., Suite 120, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Captrust Oklahoma City OK 12/2022 Present
Institutional Shareholder Services Norman OK 01/2022 11/2022
Sandridge Energy Oklahoma City OK 08/2013 05/2018
Echo Energy Oklahoma City OK 05/2018 02/2019
Sandridge Energy Oklahoma City OK 05/2019 02/2020
Student Oklahoma City OK 03/2020 01/2022
  • 12/2022 → Present
    Captrust
    Oklahoma City, OK
  • 01/2022 → 11/2022
    Institutional Shareholder Services
    Norman, OK
  • 08/2013 → 05/2018
    Sandridge Energy
    Oklahoma City, OK
  • 05/2018 → 02/2019
    Echo Energy
    Oklahoma City, OK
  • 05/2019 → 02/2020
    Sandridge Energy
    Oklahoma City, OK
  • 03/2020 → 01/2022
    Student
    Oklahoma City, OK
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-26
  • S65 Uniform Investment Adviser Law Examination
    2023-08-26

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OKLAHOMA CITY, OK
HILLTOP SECURITIES INC. · OKLAHOMA CITY, OK
LPL FINANCIAL LLC · OKLAHOMA CITY, OK
UBS FINANCIAL SERVICES INC. · OKLAHOMA CITY, OK
EQUITABLE ADVISORS, LLC · OKLAHOMA CITY, OK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Oklahoma City, OK
UBS FINANCIAL SERVICES INC. · Oklahoma City, OK
LPL FINANCIAL LLC · Oklahoma City, OK

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