William Louis Selig

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 04/2017
  New Crossroads Asia
  Albany, NY
• 09/2017 → 01/2019
  Keybank
  Albany, NY
• 03/2018 → 01/2019
  Key Investment Services Llc
  Cohoes, NY
• 04/2017 → 09/2017
  Unemployed
  Rensselaer, NY
• 01/2019 → 10/2019
  Key Investment Services Llc
  Cohoes, NY
• 10/2019 → 07/2020
  Key Investment Services Llc
  Cohoes, NY
• 07/2020 → 06/2024
  Securities America, Inc.
  Clifton Park, NY
• 07/2020 → 06/2024
  Securities America Advisors
  Clifton Park, NY
• 06/2024 → 10/2025
  Osaic Wealth, Inc.
  Clifton Park, NY
• 10/2025 → Present
  Lpl Financial Llc
  Clifton Park, NY

Previous Registrations

• 2024-06-14 → 2025-10-21
  Osaic Wealth, Inc.
  Clifton Park, NY
• 2020-07-24 → 2024-06-14
  Securities America Advisors, Inc.
  Clifton Park, NY

Other Businesses

1. 09/2025 - CP CAPITAL MANAGEMENT LLC - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 40 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 10/20/2025 2. 09/2025 - CP CAPITAL MANAGEMENT LLC - Non-Variable Insurance - Investment Related - 160 Hour(s)/Month - 8 Hour(s) During Trading - Clifton park NY 12065 - OBA Start Date: 01/01/2020

Exams

• S66 Uniform Combined State Law Examination
  2018-10-15
• S63 Uniform Securities Agent State Law Examination
  2003-08-04