Andrew Wellington Walseman

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2018 → 04/2021
  Buckingham Hardware And Great Outdoors
  Croghan, NY
• 03/2021 → 10/2023
  Zehr's Flowers And Landscaping, Llc
  Castorland, NY
• 08/2021 → 05/2023
  Jefferson Community College
  Watertown, NY
• 09/2017 → 08/2021
  Beaver River Central School
  Beaver Falls, NY
• 08/2023 → 01/2026
  Equitable Advisors, Llc
  New York, NY
• 08/2013 → 09/2017
  Beaver River Middle School
  Beaver Falls, NY
• 01/2026 → Present
  Community Bank, N.A.
  Watertown, NY
• 01/2026 → Present
  Lpl Financial Llc
  Watertown, NY

Previous Registrations

• 2023-11-08 → 2026-01-22
  Equitable Advisors, Llc
  Syracuse, NY

Other Businesses

1) 01/26/2026 - Nottingham Investment Services / Financial Consultant / Non-Variable Insurance / Watertown NY 13601 / Inv Related / Start date 01/20/2026 - 160 Total Hours per month - 160 Total Hours per month during trading 2) 01/26/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services Inv Related / At reported business location (s) 160 Total Hours per month - 160 Total Hours per month during trading 3) 01/26/2026 -Andrew Walseman / Coach/ Sports/ Fitness / Castorland NY 13620 / Non Inv Related / Start date 12/01/2022 - 10 Total Hours per month - 0 Total Hours per month during trading

Exams

• S66 Uniform Combined State Law Examination
  2023-11-04

Other Names

• Andrew Walseman
• Andrew Wellington Walseman
• Andrew Walseman Andrew Walseman