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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-01-30 |
| MN | RA | APPROVED | 2026-01-29 |
| NY | RA | APPROVED | 2026-01-29 |
| PA | RA | APPROVED | 2026-01-29 |
| RI | RA | APPROVED | 2026-01-29 |
| TX | RA | APPROVED | 2026-01-29 |
| VA | RA | APPROVED | 2026-01-29 |
| WA | RA | APPROVED | 2026-01-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Buckingham Hardware And Great Outdoors | Croghan | NY | 10/2018 | 04/2021 |
| Zehr's Flowers And Landscaping, Llc | Castorland | NY | 03/2021 | 10/2023 |
| Jefferson Community College | Watertown | NY | 08/2021 | 05/2023 |
| Beaver River Central School | Beaver Falls | NY | 09/2017 | 08/2021 |
| Equitable Advisors, Llc | New York | NY | 08/2023 | 01/2026 |
| Beaver River Middle School | Beaver Falls | NY | 08/2013 | 09/2017 |
| Community Bank, N.A. | Watertown | NY | 01/2026 | Present |
| Lpl Financial Llc | Watertown | NY | 01/2026 | Present |
1) 01/26/2026 - Nottingham Investment Services / Financial Consultant / Non-Variable Insurance / Watertown NY 13601 / Inv Related / Start date 01/20/2026 - 160 Total Hours per month - 160 Total Hours per month during trading 2) 01/26/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Nottingham Investment Services Inv Related / At reported business location (s) 160 Total Hours per month - 160 Total Hours per month during trading 3) 01/26/2026 -Andrew Walseman / Coach/ Sports/ Fitness / Castorland NY 13620 / Non Inv Related / Start date 12/01/2022 - 10 Total Hours per month - 0 Total Hours per month during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-04 |
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