William J. Tremont

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-06
TX	RA	APPROVED_RES	2015-06-12

NY RA
APPROVED

Since 2021-08-06
TX RA
APPROVED_RES

Since 2015-06-12

Branch Locations

19485 Us Route 11, Watertown, NY 13601 • United States

Watertown, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Watertown	NY	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Watertown, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-01-24

S66 Uniform Combined State Law Examination

2000-01-24

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Exams

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