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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-19
  • NY RA
    APPROVED
    Since 2025-05-19

Branch Locations

19485 Us Route 11, Watertown, NY 13601 • United States

Clayton, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Buffalo NY 05/2023 Present
Channelside Restaurant Clayton NY 05/2022 08/2023
Diprinzio's Restaurant Clayton NY 12/2020 08/2021
Clayton Marina Sales & Service Clayton NY 06/2020 08/2021
Town Of Clayton Pool Clayton NY 05/2018 09/2019
Thousand Islands High School Clayton NY 09/2018 05/2020
The Clipper Restaurant Clayton NY 10/2016 10/2018
Thousand Islands Central School District Clayton NY 09/2007 10/2016
Suny Cortland Cortland NY 08/2020 05/2021
Suny Cortland Cortland NY 08/2021 05/2022
Suny Cortland Cortland NY 08/2022 05/2023
Suny Cortland Cortland NY 08/2023 05/2024
  • 05/2023 → Present
    Buffalo, NY
  • 05/2022 → 08/2023
    Channelside Restaurant
    Clayton, NY
  • 12/2020 → 08/2021
    Diprinzio's Restaurant
    Clayton, NY
  • 06/2020 → 08/2021
    Clayton Marina Sales & Service
    Clayton, NY
  • 05/2018 → 09/2019
    Town Of Clayton Pool
    Clayton, NY
  • 09/2018 → 05/2020
    Thousand Islands High School
    Clayton, NY
  • 10/2016 → 10/2018
    The Clipper Restaurant
    Clayton, NY
  • 09/2007 → 10/2016
    Thousand Islands Central School District
    Clayton, NY
  • 08/2020 → 05/2021
    Suny Cortland
    Cortland, NY
  • 08/2021 → 05/2022
    Suny Cortland
    Cortland, NY
  • 08/2022 → 05/2023
    Suny Cortland
    Cortland, NY
  • 08/2023 → 05/2024
    Suny Cortland
    Cortland, NY
Other Businesses

(1) NAME OF ENTITY: TikTok Inc. ADDRESS: 5800 Bristol Parkway Suite 100 Culver City CA 90230 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Private Company START DATE: 14/08/2025 CAPACITY: Other DUTIES: Create engaging videos and live streams that encourage purchases of products from TikTok Shop. These videos allow creators to earn affiliate commissions on sales. Must maintain high quality and regular engagement from videos. HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (2) NAME OF ENTITY: The Barn Bar & Grill ADDRESS: 419 Riverside Dr, Clayton, New York 13624 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: Aug 21, 2026 CAPACITY: Other DUTIES: Bartending and serving food. HOURS DEVOTED PER MONTH: 50 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-05-19
  • S66 Uniform Combined State Law Examination
    2025-05-19

View on SEC IAPD

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