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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-06 |
| TX | RA | APPROVED_RES | 2015-02-05 |
| NH | RA | APPROVED | 2005-02-24 |
Branch Locations
19485 Us Route 11, Watertown, NY 13601 • United States
Watertown, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Watertown | NY | 03/2008 | Present |
| City National Bank | Watertown | NY | 08/2017 | Present |
(1) RENTAL PROPERTIES; ADDRESS: WATERTOWN, NY; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 05/01/2013; CAPACITY: SOLE PROPRIETOR; DUTIES: COLLECT RENT AND HIRE SOMEONE FOR REPAIRS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) SISTERS OF ST JOSEPH; ADDRESS: WATERTOWN, NY; BUSINESS DESCRIPTION: SISTERHOOD; NOT INVESTMENT RELATED; START DATE: 05/01/2014; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: ADVISE THE SISTERS ON THEIR INVESTMENT POLICY, SPENDING POLICY, MONEY MANAGERS; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) Name: YMCA Address: WASHINGTON STREET, WATERTOWN, NY Business Description: YMCA Business is not investment related Projected Start Date: 11/01/20 Capacity: Board of Directors * Duties Performed: SERVE ON THE GENERAL BOARD I WILL MOST LIKELY BE ASSIGNED TO THEIR FINANCE COMMITTEE Devoted to this OBA per Month: 1 to 2 meetings per month Hours Devoted to this OBA during business hours: 1 (4) NAME OF ENTITY: Waters Edge Lane Clayton NY LLC ADDRESS: Waters Edge Lane, Clayton, NY 13624 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Ownership of a building lot and adjacent land for asset protection START DATE: Apr 07, 2026 CAPACITY: Sole Proprietor DUTIES: Property management and cost-sharing HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-11-05 |
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