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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-06
TX RA APPROVED_RES 2015-02-05
NH RA APPROVED 2005-02-24
  • NY RA
    APPROVED
    Since 2021-08-06
  • TX RA
    APPROVED_RES
    Since 2015-02-05
  • NH RA
    APPROVED
    Since 2005-02-24

Branch Locations

19485 Us Route 11, Watertown, NY 13601 • United States

Watertown, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Watertown NY 03/2008 Present
City National Bank Watertown NY 08/2017 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Watertown, NY
  • 08/2017 → Present
    City National Bank
    Watertown, NY
Other Businesses

(1) RENTAL PROPERTIES; ADDRESS: WATERTOWN, NY; BUSINESS DESCRIPTION: RENTAL PROPERTIES; NOT INVESTMENT RELATED; START DATE: 05/01/2013; CAPACITY: SOLE PROPRIETOR; DUTIES: COLLECT RENT AND HIRE SOMEONE FOR REPAIRS; HOURS DEVOTED PER WEEK: 2; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) SISTERS OF ST JOSEPH; ADDRESS: WATERTOWN, NY; BUSINESS DESCRIPTION: SISTERHOOD; NOT INVESTMENT RELATED; START DATE: 05/01/2014; CAPACITY: COMMITTEE/COUNCIL MEMBER; DUTIES: ADVISE THE SISTERS ON THEIR INVESTMENT POLICY, SPENDING POLICY, MONEY MANAGERS; HOURS DEVOTED PER WEEK: .10; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (3) Name: YMCA Address: WASHINGTON STREET, WATERTOWN, NY Business Description: YMCA Business is not investment related Projected Start Date: 11/01/20 Capacity: Board of Directors * Duties Performed: SERVE ON THE GENERAL BOARD I WILL MOST LIKELY BE ASSIGNED TO THEIR FINANCE COMMITTEE Devoted to this OBA per Month: 1 to 2 meetings per month Hours Devoted to this OBA during business hours: 1 (4) NAME OF ENTITY: Waters Edge Lane Clayton NY LLC ADDRESS: Waters Edge Lane, Clayton, NY 13624 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Ownership of a building lot and adjacent land for asset protection START DATE: Apr 07, 2026 CAPACITY: Sole Proprietor DUTIES: Property management and cost-sharing HOURS DEVOTED PER MONTH: 0.25 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-05
  • S66 Uniform Combined State Law Examination
    1998-11-05

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