Sarah Jane Cressley

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-09-17
TX	RA	APPROVED_RES	2009-06-01

PA RA
APPROVED

Since 2010-09-17
TX RA
APPROVED_RES

Since 2009-06-01

Branch Locations

515 West Hamilton Street 7Th Floor, Allentown, PA 18101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Allentown	PA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

Allentown, PA

Previous Registrations

2008-12-05 → 2009-06-01

Morgan Stanley & Co. Llc

Allentown, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-07-03

S66 Uniform Combined State Law Examination

1999-07-03

View on SEC IAPD

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LOMBARD ADVISERS INCORPORATED

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J.P. MORGAN SECURITIES LLC

ERICKSON FINANCIAL GROUP, LLC

CETERA INVESTMENT ADVISERS LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

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JOHN DAVID TUMOLO

PATRICK JAMES HUTCHINSON

DAVID FREDERICK GUENSCH

REKHA MUKESH TRIVEDI

ALIASGHER NURALI SOMJI

Timothy O'Connors

Other Offices

LPL FINANCIAL LLC · ALLENTOWN, PA

SECTOR ANALYSTS LLC · ALLENTOWN, PA

LOMBARD ADVISERS INCORPORATED · Allentown, PA

WELLS FARGO CLEARING SERVICES, LLC · TREXLERTOWN, PA

J.P. MORGAN SECURITIES LLC · Trexlertown, PA

ERICKSON FINANCIAL GROUP, LLC · ALLENTOWN, PA

CETERA INVESTMENT ADVISERS LLC · ALLENTOWN, PA

AMERIPRISE FINANCIAL SERVICES, LLC · WESCOSVILLE, PA

More in Allentown, PA

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