Best Investors
Account
Sign in
Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-16 |
| NH | RA | APPROVED | 2015-04-16 |
| VT | RA | APPROVED | 2009-09-24 |
Branch Locations
177 Western Avenue, St. Johnsbury, VT 05819 • United States
5 Maple Street, Woodsville, NH 03785 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Johnsbury | VT | 09/2009 | Present |
1. The Killham Bear Center, Inc; PO Box 37, Lyme, NH 03768; Rescue, rehabilitate, and release orphaned, abandoned, and injured black bear cubs; Director/Board Member; Ensure organizations prosperity; 10/06/2021; 5 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 2. Butson House LLC; 1433 Lime Kiln Rd, Pike, NH 03780; Own and Manage Rental Property; Manager; 03/24/2023; 10 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. OCG, LLC; 2836 Lyndale Ave S. Minneapolis MN 55408; "Office of Curious Gifts" To receive gifts on behalf of New Hampshire Charitable Foundation & liquidate gifts for dollars; Governor; Authorize liquidation of curious gifts; 09/20/2024; 10 hrs/week; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-08-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-21 |
Reach out to this advisor