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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-07
VT RA APPROVED 2009-12-16
  • TX RA
    APPROVED_RES
    Since 2020-04-07
  • VT RA
    APPROVED
    Since 2009-12-16

Branch Locations

177 Western Avenue, St. Johnsbury, VT 05819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated St. Johnsbury VT 09/2009 Present
Previous Registrations
Other Businesses

1. VERMONT BEEFALO; OWNER OF FARM LAND AND COWS; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS. 2. RENTAL PROPERTY; OWNER OF RENTAL PROPERTY; 0 HOURS PER DAY; NOT DURING SECURITIES TRADING HOURS. 3. The Justin R Howard Memorial Fund; 82 Ling Ln, Greensboro Bend, VT 05842; To provide micro grants to youth or young adults in sports, academic or other endeavors in memory of my son, Justin R. Howard; Authorized Person; 05/10/2023; 5 Hours per Month; Not during securities trading hours; Not Investment-related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-05-27
  • S66 Uniform Combined State Law Examination
    2009-05-27
Other Names
  • Barbara Ann Jernigan
  • Barbara Ann Howard
  • Barb Howard
  • Barbara Campbell
  • Barbara Howard
  • Barbara Ann Campbell

View on SEC IAPD

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