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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2015-04-17
VT RA APPROVED 2009-09-24
  • NH RA
    APPROVED
    Since 2015-04-17
  • VT RA
    APPROVED
    Since 2009-09-24

Branch Locations

177 Western Avenue, St. Johnsbury, VT 05819 • United States

5 Maple Street, Woodsville, NH 03785 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc St. Johnsbury VT 09/2009 Present
  • 09/2009 → Present
    Stifel Nicolaus & Co Inc
    St. Johnsbury, VT
Previous Registrations
Other Businesses

1. Rental property; 21 River Rd Piermont NH 03779; property owner; maintenance, collect rent, pay bills; 06/14/2013; 1.00hr/month; not during securities trading hours; Not Investment-Related 2. Cohase Chamber of Commerce; Wells River VVT 05081; Board Member; attend board meetings and help with local projects to foster business in area; 06/12/2018; 2.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related 3. Cohase Chamber of Commerce; PO Box 35, Wells River, VT 05081; Local chamber of commerce; Treasurer; Help with presenting financials and signing checks for organization; 02/08/2022; 5 Hours per Month; During Securities Trading Hours; Not Investment-Related. 4. St Johnsbury Academy; 1000 Main St St Johnsbury, VT 05819; Education; Boys Soccer, Assistant Varsity Coach; Assist the boys soccer program with technical soccer development and team activities; 08/21/2025; 7hrs/wk; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-23
  • S66 Uniform Combined State Law Examination
    2006-06-23

View on SEC IAPD

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