Staci Dawn Smith Lantagne

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Stifel Niclaus & Co Inc
  St. Johnsbury, VT

Previous Registrations

• 2008-01-01 → 2009-11-20
  Wells Fargo Clearing Services, Llc
  St. Johnsbury, VT
• 2002-03-28 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  St. Johnsbury, VT
  St. Louis, MO
  Saint Johnsbury, VT

Other Businesses

1. St. Johnsbury History and Heritage Center; 421 Summer Street St. Johnsbury VT 05819; Historical museum; Development Committee member; Aid in researching grants, finding funding for operations and exhibits; 10/18/2017; 1.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related. 2. St. Johnsbury History and Heritage Center; 421 Summer Street St. Johnsbury VT 05819; Board member; Assist in overseeing organizations goals and objectives; 04/10/2018; 2.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 3. Town of St. Johnsbury - Pension Committee; Pomerleau Bldg, 51 Depot Square St. Johnsbury VT 05819; Municipality; Pension Committee member; Working on updating plan document, reviewing Investment Policy Statement, etc.; 03/28/2013; 1.00hr/week; During securities trading hours; Not Investment-Related

Exams

• S66 Uniform Combined State Law Examination
  2002-01-04
• S63 Uniform Securities Agent State Law Examination
  2000-03-02

Other Names

• Staci Dawn Young
• Staci D Whitcomb
• Staci D Smith
• Staci Dawn Whitcomb
• Staci Dawn Smith