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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-02-09
VT RA APPROVED 2009-11-19
  • TX RA
    APPROVED_RES
    Since 2018-02-09
  • VT RA
    APPROVED
    Since 2009-11-19

Branch Locations

177 Western Avenue, St. Johnsbury, VT 05819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Niclaus & Co Inc St. Johnsbury VT 11/2009 Present
  • 11/2009 → Present
    Stifel Niclaus & Co Inc
    St. Johnsbury, VT
Previous Registrations
  • 2008-01-01 → 2009-11-20
    St. Johnsbury, VT
  • 2002-03-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    St. Johnsbury, VT
    St. Louis, MO
    Saint Johnsbury, VT
Other Businesses

1. St. Johnsbury History and Heritage Center; 421 Summer Street St. Johnsbury VT 05819; Historical museum; Development Committee member; Aid in researching grants, finding funding for operations and exhibits; 10/18/2017; 1.00 Hour(s) Per Month; not during securities trading hours; Not Investment-Related. 2. St. Johnsbury History and Heritage Center; 421 Summer Street St. Johnsbury VT 05819; Board member; Assist in overseeing organizations goals and objectives; 04/10/2018; 2.00 Hour(s) Per Month - not during securities trading hours; Not Investment-Related 3. Town of St. Johnsbury - Pension Committee; Pomerleau Bldg, 51 Depot Square St. Johnsbury VT 05819; Municipality; Pension Committee member; Working on updating plan document, reviewing Investment Policy Statement, etc.; 03/28/2013; 1.00hr/week; During securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-01-04
S63 Uniform Securities Agent State Law Examination 2000-03-02
  • S66 Uniform Combined State Law Examination
    2002-01-04
  • S63 Uniform Securities Agent State Law Examination
    2000-03-02
Other Names
  • Staci Dawn Young
  • Staci D Whitcomb
  • Staci D Smith
  • Staci Dawn Whitcomb
  • Staci Dawn Smith

View on SEC IAPD

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