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John Mark Copley

Wells Fargo Clearing Services, LLC

Winston Salem, NC

Greensboro, NC

High Point, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-10
NC RA APPROVED 2005-06-16
  • TX RA
    APPROVED_RES
    Since 2023-02-10
  • NC RA
    APPROVED
    Since 2005-06-16

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

806 Green Valley Rd Ste 100, Greensboro, NC 27408 • United States

High Point, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greensboro NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greensboro NC 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-07-27
S66 Uniform Combined State Law Examination 1999-05-27
  • S65 Uniform Investment Adviser Law Examination
    2002-07-27
  • S66 Uniform Combined State Law Examination
    1999-05-27
Other Names
  • John Mark Coplye
  • John M Copley

View on SEC IAPD

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